Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Marcus is a financial advisor who has been in the industry since 1994. Richard currently works with Wells Fargo Clearing Services, LLC. Prior to this, Richard has worked with other companies including H.J. Meyers & Co., Inc., Global Strategies Group, Inc., Prudential Securities Incorporated, and Columbus Financial, Inc.. Richard is registered in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Illinois, Indiana, Maryland, Massachusetts, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming. Richard holds several licenses including Series 3, 7, 31, 63, and 65. Richard is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/09/2024 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
NY
11/06/1995 - 12/19/1996
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
09/27/1995 - 11/15/1995
GLOBAL STRATEGIES GROUP, INC. (NEW YORK NY)
NY
05/04/1995 - 09/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
11/10/1994 - 05/04/1995
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
IA
Issued 08/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Marcus is the right advisor for you? Invested Better is here to help.
