Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Capurso is a financial advisor registered with Morgan Stanley. Richard has over 20 years of experience in the financial services industry. Richard is a registered representative of Morgan Stanley and offers a wide range of investment products and services. Richard is also a registered investment advisor and provides advisory services. Richard's experience spans across a variety of firms including PNC Investments, Wells Fargo Clearing Services, LLC., and E*TRADE Securities LLC. Richard holds the Series 7, Series 24, Series 55, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/02/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
02/24/2022 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
04/19/2017 - 01/26/2022
WELLS FARGO CLEARING SERVICES, LLC (MARIETTA GA)
GA
01/18/2013 - 03/22/2017
PNC INVESTMENTS (SUWANEE GA)
IL
04/09/2012 - 12/31/2012
PFS INVESTMENTS INC. (WILLOW BROOK IL)
IL
08/15/2011 - 02/08/2012
G-BAR LIMITED PARTNERSHIP (CHICAGO IL)
IL
08/14/2009 - 11/01/2011
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
05/02/2008 - 08/27/2008
ESPOSITO SECURITIES, LLC (CHICAGO IL)
NY
01/31/2008 - 04/07/2008
VDM TRADING, LLC (NEW YORK NY)
NY
03/12/2007 - 04/03/2008
VDM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/18/2007 - 03/09/2007
VDM TRADING, LLC (NEW YORK NY)
NY
01/11/2006 - 07/05/2006
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
02/26/2002 - 07/05/2006
SLK INDEX SPECIALISTS, LLC (NEW YORK NY)
NY
03/13/2000 - 08/25/2004
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
10/01/2000 - 02/26/2002
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
IA
Issued 03/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/14/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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