Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Walker is a financial advisor at Raymond James Financial Services Advisors, Inc. Richard has over 20 years of experience in the financial services industry. Richard holds Series 7, 9, 10, 31, 63 and 66 licenses and is registered in 27 states. Richard specializes in providing financial planning, portfolio management, pension consulting, and educational seminars for both individuals and businesses. Richard has a background in accounting and is a Certified Public Accountant (CPA). Richard has been recognized as a Personal Financial Specialist by the American Institute of Certified Public Accountants (AICPA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
09/11/2019 - Present
Raymond James Financial Services Advisors, Inc. (NAPLES FL)
FL
09/08/2000 - 06/14/2007
RAYMOND JAMES & ASSOCIATES, INC. (NAPLES FL)
TX
01/20/2000 - 10/07/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 08/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Walker is the right advisor for you? Invested Better is here to help.
