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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Steigerwald is a financial advisor registered with LPL Financial LLC, and has been in the industry since 1996. Richard is a CERTIFIED FINANCIAL PLANNER™ professional. Richard has a wide range of experience in the financial services industry, having worked with clients in Colorado, Michigan, New York, and other states. Richard is dedicated to providing personalized financial advice to individuals and families. He helps clients with financial planning, investment management, and retirement planning. Richard is a member of the National Association of Personal Financial Advisors. Prior to working with LPL Financial LLC, Richard worked with SIGMA FINANCIAL CORPORATION and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/15/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CO
10/24/2014 - 05/12/2023
SIGMA FINANCIAL CORPORATION (Lone Tree CO)
CO
06/04/2010 - 10/31/2014
AMERIPRISE FINANCIAL SERVICES, INC. (LONE TREE CO)
CO
09/06/1996 - 06/15/2010
AXA ADVISORS, LLC (DENVER CO)
NY
09/06/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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