Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Moran is a financial advisor with over 50 years of experience in the financial services industry. Richard is currently registered with CLG LLC dba Moran, Heising & McElravey, LLC, and has held previous registrations with CETERA ADVISOR NETWORKS LLC, FSC SECURITIES CORPORATION, INDEPENDENT FINANCIAL PLANNERS CORPORATION, EQUITY FUNDING SECURITES CORP., and INDEPENDENT SECURITIES CORPORATION. Richard is a Certified Financial Planner™ and holds the Series 63, Series 7, SIE, and Series 1 licenses. Richard offers financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Richard is a registered investment advisor representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
CA
09/26/2023 - Present
CLG LLC (LONG BEACH CA)
CA
07/19/1983 - 12/31/2023
CETERA ADVISOR NETWORKS LLC (TORRANCE CA)
NA
09/23/1981 - 07/07/1983
FSC SECURITIES CORPORATION
NA
04/12/1978 - 07/10/1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION
NA
09/30/1964 - 12/15/1973
EQUITY FUNDING SECURITES CORP.
NA
05/12/1971 - 08/11/1973
INDEPENDENT SECURITIES CORPORATION
BC
Issued 08/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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