Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mercier is a financial advisor with LPL Financial LLC. Richard has been in the industry since 1986 and has a strong background in financial planning and portfolio management. Richard is registered with the following securities authorities: FINRA, Texas and Washington. Richard is also registered as an Investment Advisor Representative in Washington and Texas. Richard Mercier is a Chartered Financial Consultant. Richard is associated with Mercier Financial group, Inc., a DBA for LPL business and Western United Life Assurance Company and Manhattan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
02/26/2024 - Present
LPL Financial LLC (Edmonds WA)
WA
11/06/2020 - 02/26/2024
SECURITIES AMERICA, INC. (EDMONDS WA)
WA
11/07/2009 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (EDMONDS WA)
WA
09/08/2009 - 11/25/2009
LPL FINANCIAL CORPORATION (EDMONDS WA)
WA
03/31/1999 - 09/08/2009
MUTUAL SERVICE CORPORATION (EDMONDS WA)
CA
03/02/1990 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
OH
08/27/1986 - 03/06/1990
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 09/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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