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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gigliotti is an investment advisor representative with Arbor Point Advisors. Richard has been in the financial industry since 2001 and has worked with a variety of firms. Richard is registered in both California and Texas. Richard provides financial planning and portfolio management services to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/12/2015 - Present
Arbor Point Advisors (SAN DIEGO CA)
CA
01/12/2015 - 06/14/2024
SECURITIES AMERICA, INC. (SAN DIEGO CA)
GA
05/19/2011 - 01/20/2015
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
06/13/2006 - 01/05/2007
SCOTTRADE, INC. (SAN DIEGO CA)
CA
04/19/2001 - 06/13/2006
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 12/10/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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