Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cordova is a financial advisor with over 20 years of experience in the industry. Richard is currently registered with MMA Securities LLC and has been with the firm since April 2020. Before joining MMA Securities LLC, Richard worked with Kestra Investment Services, LLC, Financial Telesis Inc, LPL Financial Corporation, Waterstone Financial Group, Inc., Allstate Distributors, L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Securities, LLC. Richard is a Series 7, Series 63, and Series 65 licensed advisor. Richard specializes in helping individuals and families with their financial planning needs. He is also a member of the board of directors of St. Francis de Sales Catholic School and is the varsity football coach at William Fremd High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
IL
04/01/2020 - Present
MMA Securities LLC (Schaumburg IL)
IL
09/24/2014 - 04/14/2020
KESTRA INVESTMENT SERVICES, LLC (Schaumburg IL)
IL
01/08/2010 - 09/02/2014
FINANCIAL TELESIS INC (SCHAUMBURG IL)
IL
09/08/2009 - 01/22/2010
LPL FINANCIAL CORPORATION (SCHAUMBURG IL)
IL
04/10/2008 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (SCHAUMBURG IL)
IL
09/30/2004 - 12/15/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
NY
05/28/2004 - 09/17/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
03/22/2000 - 05/10/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 12/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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