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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Perry Moore is an investment advisor representative with Benjamin F. Edwards & Company, Inc. who has been in the industry since 1989. Richard has a wide range of experience in the financial services industry, having previously worked with firms such as Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. He is registered to provide investment advice and securities transactions in multiple states, including Alabama, California, Florida, Georgia, Indiana, Louisiana, Mississippi, Missouri, North Carolina, Tennessee, Texas, and Utah. Richard holds the Series 63, 65, 7, 9, 10, 24, and SIE licenses. He is committed to providing personalized financial advice and guidance to individuals, families, businesses, and institutions. Richard’s specializations include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MS
09/22/2017 - Present
Benjamin F. Edwards & Company, Inc. (Hattiesburg MS)
MS
05/06/2010 - 09/25/2017
WELLS FARGO CLEARING SERVICES, LLC (HATTIESBURG MS)
MS
06/01/2009 - 05/26/2010
MORGAN STANLEY SMITH BARNEY (HATTIESBURG MS)
MS
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HATTIESBURG MS)
MD
01/18/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
AL
02/14/2000 - 01/23/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
07/07/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
05/01/1996 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NY
04/22/1996 - 05/03/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/05/1991 - 04/24/1996
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
07/20/1988 - 03/03/1990
F.N. WOLF & CO., INC.
IA
Issued 03/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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