Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Miller-jones has over 25 years of experience in the financial services industry. Richard is currently a registered representative with Butler Capital Partners in Old Westbury, NY. Previously, Richard was with Old City Securities LLC, Brighton 5th Partners LLC, Cowen Prime Services LLC, Jefferies LLC, Banc of America Securities LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Richard holds a Series 7 and a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2018 - Present
Butler Capital Partners (OLD WESTBURY NY)
NY
03/05/2018 - 09/28/2018
OLD CITY SECURITIES LLC (NEW YORK NY)
VI
06/16/2017 - 01/26/2018
BRIGHTON 5TH PARTNERS LLC (ST. THOMAS VI)
NY
05/12/2015 - 02/10/2017
COWEN PRIME SERVICES LLC (NEW YORK NY)
NY
03/10/2006 - 02/11/2015
JEFFERIES LLC (NEW YORK NY)
NY
10/09/1997 - 03/16/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
11/17/1993 - 09/19/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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