linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Paul Ziegelbauer

Southeast Investments, N.c., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Paul Ziegelbauer

Richard Ziegelbauer is a licensed securities professional with over 18 years of experience in the financial industry. He is currently registered with Southeast Investments, N.c., Inc., and previously held positions at Farmers Financial Solutions, LLC and Investors Brokerage Services, Inc. Richard holds a Series 6, Series 63 and SIE licenses, demonstrating his commitment to knowledge and expertise. Richard specializes in providing financial planning, portfolio management for individuals and businesses, and selecting other advisors to meet clients' needs.

Firm Information

Richard Ziegelbauer is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Offer products as a b/d on a commission basis

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Ziegelbauer’s Registration & Firm History

NC

08/23/2018 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

WI

09/08/2000 - 05/15/2018

FARMERS FINANCIAL SOLUTIONS, LLC (MEQUON WI)

IL

04/17/2000 - 09/08/2000

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

Not sure if Richard Paul Ziegelbauer is right for you?

Licenses & Designations

BC

Issued 04/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Paul Ziegelbauer.
Not sure if Richard Paul Ziegelbauer is right for you?