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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Paul Tetzlaff is a financial advisor with over 35 years of experience in the industry. Richard currently works with Wells Fargo Clearing Services, LLC and is registered with the state of Pennsylvania. Richard has previously worked with MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, PARKER/HUNTER INCORPORATED, and DEAN WITTER REYNOLDS INC. Richard is a Series 63, 65, 3, 5, 7, 8, 9, 10, and SIE licensed professional. Richard offers various financial services, including investment consulting, portfolio management, and financial planning. Richard is a member of the Parks & Recreation Committee for the Township of Ferguson and has held this position since January 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/14/2014 - Present
Wells Fargo Clearing Services, LLC (STATE COLLEGE PA)
PA
06/01/2009 - 11/20/2014
MORGAN STANLEY (STATE COLLEGE PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STATE COLLEGE PA)
MD
09/29/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
09/24/1993 - 09/27/1995
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
NY
07/26/1984 - 09/28/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/15/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/08/1984
Series 5 - Interest Rate Options Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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