Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sturm is a financial advisor with over 30 years of experience in the financial services industry. Richard is a registered representative of Newedge Advisors. Richard is also a Registered Investment Advisor (RIA) in the state of California and Texas and provides investment advisory services through Newedge Advisors, LLC. Richard is dedicated to providing personalized financial guidance and investment strategies tailored to meet the unique needs of each client. Richard's areas of expertise include financial planning, portfolio management, and retirement planning. Richard's past experience includes positions with National Planning Corporation and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2022 - Present
Newedge Advisors (Los Alamitos CA)
CA
03/06/1997 - 11/29/2017
NATIONAL PLANNING CORPORATION (SEAL BEACH CA)
MA
04/25/1990 - 02/01/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/25/1990 - 02/01/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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