Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Srnec is a financial advisor with J.P. Morgan Securities LLC in Lathrup Village, Michigan. Richard has been in the financial services industry for over 12 years and has experience working with a variety of clients, including individuals, families, businesses, and institutions. Richard holds Series 6, 7, 63, and 65 licenses as well as the SIE designation. He is also registered as an investment advisor in Michigan. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. Prior to working at J.P. Morgan, Richard was employed by PNC Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
05/26/2017 - Present
J.p. Morgan Securities LLC (LATHRUP VILLAGE MI)
MI
04/08/2014 - 05/05/2017
PNC INVESTMENTS (FARMINGTON HILLS MI)
MI
08/01/2011 - 03/20/2014
PRUCO SECURITIES, LLC. (TROY MI)
IA
Issued 02/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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