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Richard Paul Silva

North Capital Private Securities Corp.

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About Richard Paul Silva

Richard Paul Silva is a securities professional with over 25 years of experience in the financial industry. Richard is currently registered with North Capital Private Securities Corp. Richard has held previous positions with WELLS FARGO SECURITIES, LLC, MORGAN STANLEY & CO., INCORPORATED, IMPERIAL CAPITAL, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard holds a variety of licenses and certifications, including Series 3, 7, 24, 63 and 65. Richard is registered in 51 states and the District of Columbia.

Firm Information

Richard Silva is currently registered with North Capital Private Securities Corp.. North Capital Private Securities Corp. is a Corporation formed in May 2010 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Silva’s Registration & Firm History

NJ

12/21/2018 - Present

North Capital Private Securities Corp. (Hoboken NJ)

NY

07/18/2005 - 11/13/2018

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

05/03/2000 - 07/12/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

CA

02/07/1999 - 04/05/2000

IMPERIAL CAPITAL, LLC (LOS ANGELES CA)

NY

11/15/1993 - 07/10/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/11/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2010

Series 24 - General Securities Principal Examination

BC

Issued 04/12/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Paul Silva. Review regulatory record here.
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