Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shuma is a financial advisor with over 17 years of experience in the financial services industry. Richard has a strong track record of success in providing investment advice and guidance to clients. Richard is currently registered with Prairie Capital Markets, LLC and holds the Series 7, Series 79, and Series 63 licenses. Richard's previous experience includes roles at BMO Capital Markets Corp. and Harris Nesbitt Corp. Richard has a deep understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/19/2017 - Present
Prairie Capital Markets, LLC (OAKBROOK TERRACE IL)
IL
11/01/2003 - 12/31/2010
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
08/02/2000 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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