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Richard Paul Seelaus

R. Seelaus & CO., LLC

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About Richard Paul Seelaus

Richard Paul Seelaus is an active broker in New Jersey with over 44 years of experience in the financial services industry. Richard has been with R. Seelaus & Co., LLC, a registered broker dealer since 1984. Prior to that, Richard worked at AMERICAN SECURITIES CORPORATION and W. H. MELL, INC. Richard holds multiple securities licenses, including Series 7, 24, 27, 52, 53, 54FN, 63, 99TO, and SIE. He also holds a FINRA registration, as well as New Jersey state registration.

Firm Information

Richard Seelaus is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Seelaus’s Registration & Firm History

NJ

06/06/1984 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NA

05/09/1979 - 02/28/1984

AMERICAN SECURITIES CORPORATION

NA

11/22/1976 - 05/05/1979

W. H. MELL, INC.

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Licenses & Designations

BC

Issued 12/27/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/01/1991

Series 4 - Registered Options Principal Examination

BC

Issued 02/09/1988

Series 24 - General Securities Principal Examination

BC

Issued 05/02/1984

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/14/1984

Series 54FN - Municipal Securities Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

BC

Issued 01/15/1979

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Paul Seelaus. Review regulatory record here.
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