Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pucci is a financial advisor with LPL Financial LLC and has been in the industry since 2003. Richard is registered with the state of Illinois and Texas. Richard Pucci has also previously worked at UBS Financial Services Inc., FSC Securities Corporation, Associated Securities Corp., Pacific West Securities, Inc., and Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/28/2020 - Present
LPL Financial LLC (CHICAGO IL)
IL
01/31/2012 - 05/28/2020
SECURITIES AMERICA, INC. (CHICAGO IL)
IL
09/15/2009 - 01/31/2012
PACIFIC WEST SECURITIES, INC. (PARK RIDGE IL)
IL
03/31/2009 - 09/16/2009
ASSOCIATED SECURITIES CORP. (PARK RIDGE IL)
IL
04/30/2007 - 04/02/2009
FSC SECURITIES CORPORATION (PARK RIDGE IL)
IL
03/07/2005 - 05/15/2007
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IN
07/03/2003 - 02/14/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/03/2003 - 02/14/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 07/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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