Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mills has been in the financial services industry since 1993. Richard is a registered representative with Cambridge Investment Research Advisors, Inc. Richard works with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Richard offers financial planning, pension consulting, educational seminars, market timing services, and portfolio management for individuals and businesses. Richard is also a registered investment advisor representative for Cambridge Investment Research Advisors, Inc. Richard is registered in Michigan and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
11/16/2015 - Present
Cambridge Investment Research Advisors, Inc. (Gahanna OH)
OH
06/03/2013 - 11/18/2015
PROSPERA FINANCIAL SERVICES, INC. (WORTHINGTON OH)
OH
09/03/2003 - 06/19/2013
LPL FINANCIAL LLC (WORTHINGTON OH)
MO
08/03/1999 - 09/03/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
NE
04/12/1996 - 08/12/1999
AMERITAS INVESTMENT CORP. (LINCOLN NE)
FL
07/27/1993 - 04/12/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 08/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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