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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Paul Martin is a financial advisor with Ameriprise Financial Services, LLC. Richard Martin has been in the industry since September 1986. Richard Martin is registered to provide investment advice and securities services in 15 states including New York, Florida, Texas, Arizona, California, Colorado, Connecticut, Maine, New Jersey, Pennsylvania, South Carolina, Tennessee, Virginia and more. Richard Martin is a Series 24 (General Securities Principal Examination), Series 63 (Uniform Securities Agent State Law Examination) and Series 65 (Uniform Investment Adviser Law Examination) qualified advisor. Richard Martin is also a Series 7 (General Securities Representative Examination) and SIE (Securities Industry Essentials Examination) qualified advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/31/2007 - Present
Ameriprise Financial Services, LLC (GOSHEN NY)
IA
Issued 01/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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