Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Paul Kundracik

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Paul Kundracik

Richard Kundracikis a financial advisor with over 30 years of experience in the financial services industry. Richard is currently registered with Cetera Investment Advisers LLC and has also worked with Millington Securities, Inc., Foreside Fund Services, LLC, Quasar Distributors, LLC, FSC Securities Corporation, Multi-Financial Securities Corporation, NYLIFE Distributors Inc., ING Funds Distributor, Inc., MML Distributors, LLC, Equitable Distributors, Inc., Meridian Clearing Corp., The Dreyfus Service Corporation, Dean Witter Reynolds Inc., American Finance Group Securities Corp., North American Financial Group, Inc., Alert Equity Corporation, Capital Concepts Investment Corp., Lepercq Equity Corp., and Brauvin Securities, Inc. Richard is dedicated to helping clients achieve their financial goals.

Firm Information

Richard Kundracik is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Kundracik’s Registration & Firm History

MI

07/16/2024 - Present

Cetera Investment Advisers LLC (FARMINGTON HLS MI)

NJ

01/06/2020 - 12/31/2021

MILLINGTON SECURITIES, INC. (RED BANK NJ)

ME

01/03/2017 - 12/31/2019

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

ME

05/16/2016 - 12/31/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

GA

10/19/2010 - 04/27/2016

FSC SECURITIES CORPORATION (ATLANTA GA)

CO

08/29/2002 - 05/21/2009

MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)

NJ

06/02/2001 - 07/22/2002

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

DE

04/12/1999 - 12/04/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

MA

08/12/1998 - 10/26/1998

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

NC

11/04/1997 - 06/04/1998

EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)

CO

06/20/1996 - 10/09/1997

MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)

NY

01/25/1994 - 06/14/1996

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

08/26/1993 - 01/14/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MA

03/19/1992 - 06/25/1992

AMERICAN FINANCE GROUP SECURITIES CORP. (BOSTON MA)

MI

06/26/1991 - 12/16/1991

NORTH AMERICAN FINANCIAL GROUP, INC. (WARREN MI)

NA

10/18/1990 - 07/24/1991

ALERT EQUITY CORPORATION

CA

10/19/1990 - 07/12/1991

CAPITAL CONCEPTS INVESTMENT CORP. (SAN FRANCISCO CA)

NA

07/25/1986 - 10/10/1990

LEPERCQ EQUITY CORP.

NA

05/01/1985 - 07/18/1989

BRAUVIN SECURITIES, INC.

Not sure if Richard Paul Kundracik is right for you?

Licenses & Designations

BC

Issued 07/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/12/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/10/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1985

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Paul Kundracik. Review regulatory record here.
Not sure if Richard Paul Kundracik is right for you?