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Richard Paul Kundracik

Cetera Investment Advisers LLC

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About Richard Paul Kundracik

Richard Kundracik is a financial advisor at Cetera Investment Advisers LLC. Richard has been in the financial industry since 1988 and has experience with a variety of financial products and services. Richard has a strong track record of helping clients achieve their financial goals. Richard is registered to provide investment advice in 48 states and is also registered as a Registered Representative in Michigan and Texas.

Firm Information

Richard Kundracik is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

33533 W TWELVE MILE RD

FARMINGTON HLS, MI 48331

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Kundracik’s Registration & Firm History

MI

07/16/2024 - Present

Cetera Investment Advisers LLC (FARMINGTON HLS MI)

NJ

01/06/2020 - 12/31/2021

MILLINGTON SECURITIES, INC. (RED BANK NJ)

ME

01/03/2017 - 12/31/2019

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

ME

05/16/2016 - 12/31/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

GA

10/19/2010 - 04/27/2016

FSC SECURITIES CORPORATION (ATLANTA GA)

CO

08/29/2002 - 05/21/2009

MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)

NJ

06/02/2001 - 07/22/2002

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

DE

04/12/1999 - 12/04/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

MA

08/12/1998 - 10/26/1998

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

NC

11/04/1997 - 06/04/1998

EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)

CO

06/20/1996 - 10/09/1997

MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)

NY

01/25/1994 - 06/14/1996

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

08/26/1993 - 01/14/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

MA

03/19/1992 - 06/25/1992

AMERICAN FINANCE GROUP SECURITIES CORP. (BOSTON MA)

MI

06/26/1991 - 12/16/1991

NORTH AMERICAN FINANCIAL GROUP, INC. (WARREN MI)

NA

10/18/1990 - 07/24/1991

ALERT EQUITY CORPORATION

CA

10/19/1990 - 07/12/1991

CAPITAL CONCEPTS INVESTMENT CORP. (SAN FRANCISCO CA)

NA

07/25/1986 - 10/10/1990

LEPERCQ EQUITY CORP.

NA

05/01/1985 - 07/18/1989

BRAUVIN SECURITIES, INC.

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Licenses & Designations

BC

Issued 7/8/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/12/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/10/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 2/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/19/1986

Series 7 - General Securities Representative Examination

BC

Issued 4/29/1985

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Paul Kundracik. Review regulatory record here.
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