Unclaimed
Richard Kundracik is a financial advisor at Cetera Investment Advisers LLC. Richard has been in the financial industry since 1988 and has experience with a variety of financial products and services. Richard has a strong track record of helping clients achieve their financial goals. Richard is registered to provide investment advice in 48 states and is also registered as a Registered Representative in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
07/16/2024 - Present
Cetera Investment Advisers LLC (FARMINGTON HLS MI)
NJ
01/06/2020 - 12/31/2021
MILLINGTON SECURITIES, INC. (RED BANK NJ)
ME
01/03/2017 - 12/31/2019
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
ME
05/16/2016 - 12/31/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
GA
10/19/2010 - 04/27/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
CO
08/29/2002 - 05/21/2009
MULTI-FINANCIAL SECURITIES CORPORATION (DENVER CO)
NJ
06/02/2001 - 07/22/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
DE
04/12/1999 - 12/04/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
MA
08/12/1998 - 10/26/1998
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NC
11/04/1997 - 06/04/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
CO
06/20/1996 - 10/09/1997
MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)
NY
01/25/1994 - 06/14/1996
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/26/1993 - 01/14/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
03/19/1992 - 06/25/1992
AMERICAN FINANCE GROUP SECURITIES CORP. (BOSTON MA)
MI
06/26/1991 - 12/16/1991
NORTH AMERICAN FINANCIAL GROUP, INC. (WARREN MI)
NA
10/18/1990 - 07/24/1991
ALERT EQUITY CORPORATION
CA
10/19/1990 - 07/12/1991
CAPITAL CONCEPTS INVESTMENT CORP. (SAN FRANCISCO CA)
NA
07/25/1986 - 10/10/1990
LEPERCQ EQUITY CORP.
NA
05/01/1985 - 07/18/1989
BRAUVIN SECURITIES, INC.
BC
Issued 7/8/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/10/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 2/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 4/29/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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