Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Grodzicki is a financial advisor with over 40 years of experience in the industry. Richard has worked with several reputable firms, including Merrill Lynch, Drexel Burnham Lambert, Kidder, Peabody, Citigroup Global Markets, and UBS Financial Services. He currently works as a registered representative for Morgan Stanley. Richard holds several licenses and registrations, including Series 7, 63, and 65, and has expertise in providing a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/31/2024 - Present
Morgan Stanley (Santa Rosa Beach FL)
GA
02/27/2009 - 06/10/2024
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
GA
05/23/1988 - 03/20/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NA
06/03/1982 - 05/23/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
01/17/1977 - 06/10/1982
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/28/1974 - 01/31/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 01/23/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Grodzicki is the right advisor for you? Invested Better is here to help.
