Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gongorek is a financial advisor with Ameriprise Financial Services, LLC. Richard has been in the financial services industry since 1979. Richard has held registrations with various firms including Wells Fargo Clearing Services, LLC, Mesirow Financial, Inc., Prudential Securities Incorporated and others. Richard's experience includes working with individuals, families, businesses, trusts and estates, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/22/2018 - Present
Ameriprise Financial Services, LLC (Denver CO)
CO
04/07/2008 - 10/22/2018
WELLS FARGO CLEARING SERVICES, LLC (DENVER CO)
IL
04/06/2001 - 04/09/2008
MESIROW FINANCIAL, INC. (OAKBROOK TERRACE IL)
NY
05/31/1989 - 04/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/14/1984 - 06/19/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/27/1984 - 09/28/1984
A.G. BECKER PARIBAS INCORPORATED
NA
04/03/1980 - 03/06/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
04/02/1979 - 04/28/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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