Unclaimed
Richard Flahive is an investment advisor representative at Hightower Advisors, LLC. Richard has been with Hightower Advisors, LLC since April 2016. Richard is registered with the state of New York. Richard has passed the Series 65, Series 66, and Series 3 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (Harrison NY)
IA
Issued 12/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2015
Series 3 - National Commodity Futures Examination
Active
Inactive
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