Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Paul Curtis is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Hornor, Townsend & Kent, LLC and has been with the firm since 2007. Prior to that, Richard worked at 1717 Capital Management Company in Pittsford, New York. Richard is licensed to provide financial advice in Florida, Illinois, New Jersey, New York, South Carolina, and Texas. Richard is a registered investment advisor, and holds a Series 6, 7, 63, and 65 licenses. Richard also provides insurance services for multiple carriers through Empire Wealth Strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
FL
01/06/2017 - Present
Hornor, Townsend & Kent, LLC (NAPLES FL)
NY
08/20/1991 - 11/19/2007
1717 CAPITAL MANAGEMENT COMPANY (PITTSFORD NY)
IA
Issued 07/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Curtis is the right advisor for you? Invested Better is here to help.
