Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Boccaccio is a financial professional with over 30 years of experience in the industry. Richard is currently registered with ON Investment Management Co. in Lyme, Connecticut. Richard is also a Chartered Financial Consultant. Richard's previous experience includes positions at Park Avenue Securities LLC, Guardian Investor Services Corporation, Integrated Resources Equity Corporation, Royal Alliance Associates, Inc., MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, and Travelers Equities Sales, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/24/2012 - Present
ON Investment Management Co. (Lyme CT)
CT
05/03/1999 - 01/26/2012
PARK AVENUE SECURITIES LLC (GLASTONBURY CT)
NY
06/27/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
11/24/1989 - 12/18/1989
INTEGRATED RESOURCES EQUITY CORPORATION
AZ
11/19/1989 - 12/07/1989
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
05/23/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/12/1987 - 05/27/1988
MML INVESTORS SERVICES, INC.
NA
03/12/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
07/24/1985 - 03/13/1987
TRAVELERS EQUITIES SALES, INC.
IA
Issued 11/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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