Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bandazian jr has been in the financial industry since August 6, 2004. Richard is currently registered with Avatar Securities, LLC and is located in New York, NY. Richard has also previously been registered with First New York Securities L.L.C. and National Banc Financial Inc. Richard is a Series 7, Series 55, Series 57TO and SIE licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/26/2014 - Present
Avatar Securities, LLC (NEW YORK NY)
NY
06/20/2008 - 09/04/2013
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
09/13/2006 - 03/10/2008
NATIONAL BANC FINANCIAL INC. (NEW YORK NY)
NY
01/27/2003 - 02/17/2005
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
06/14/2001 - 01/30/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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