Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Patton Little is a financial advisor in Jermyn, Pennsylvania, and has been working in the financial industry since March 1992. Richard is registered with LPL Financial LLC and has held previous positions at Invest Financial Corporation and Community Investment Services, Inc. Richard has earned the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Richard offers a variety of services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/14/2018 - Present
LPL Financial LLC (JERMYN PA)
PA
01/24/2011 - 02/14/2018
INVEST FINANCIAL CORPORATION (TUNKHANNOCK PA)
PA
03/22/2004 - 01/27/2011
COMMUNITY INVESTMENT SERVICES, INC. (LACEYVILLE PA)
MA
01/17/1992 - 01/08/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/17/1992 - 01/08/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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