Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nitto is a financial advisor based in Rochester, NY. Richard has been in the industry since 2014. Richard is currently registered with Mutual of America Securities LLC, having joined in 2022. Richard has previously worked with Key Investment Services LLC and LPL Financial LLC. Richard holds a Series 6 and Series 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/23/2022 - Present
Mutual OF America Securities LLC (ROCHESTER NY)
NY
06/22/2018 - 02/11/2021
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
01/18/2017 - 04/26/2018
LPL FINANCIAL LLC (ROCHESTER NY)
NY
09/21/2016 - 11/28/2016
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
10/08/2013 - 09/21/2016
LPL FINANCIAL LLC (ROCHESTER NY)
NY
11/30/2012 - 09/26/2013
NYLIFE SECURITIES LLC (FAIRPORT NY)
BC
Issued 12/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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