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Richard Patrick Libretti

Newbridge Securities Corp.

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About Richard Patrick Libretti

Richard Libretti is a financial advisor at Newbridge Securities Corp. Richard has been a registered representative for over 50 years and has experience in various financial areas, including securities, investment banking and commodities. Richard has a strong understanding of the financial markets and can help you reach your financial goals.

Firm Information

Richard Libretti is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Libretti’s Registration & Firm History

NJ

05/11/2022 - Present

Newbridge Securities Corp. (MORRISTOWN NJ)

NY

03/11/2021 - 02/01/2022

PIPER SANDLER & CO. (NEW YORK NY)

NY

01/03/2020 - 12/31/2020

PIPER SANDLER & CO. (NEW YORK NY)

NY

02/05/1991 - 01/03/2020

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

MA

08/15/1988 - 02/01/1991

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NA

01/14/1972 - 08/20/1988

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 02/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/1979

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1986

Series 3 - National Commodity Futures Examination

BC

Issued 08/26/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Patrick Libretti.
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