Unclaimed
Richard Calabro is a financial advisor with over 20 years of experience in the financial services industry. Richard is currently registered with LPL Financial LLC and provides financial services to individuals, families, and businesses. Richard has a broad range of experience in the financial services industry, including investment advisory, securities trading, and insurance. Richard holds the Series 6, 7, and 63 licenses, as well as the SIE. He is also registered in Florida, Georgia, New Jersey, New York, and Pennsylvania. Prior to joining LPL Financial LLC, Richard worked for Ameriprise Financial Services, Inc., Essex National Securities, Inc., Chatfield Dean & Co., Inc., Metlife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/15/2010 - Present
LPL Financial LLC (LORDS VALLEY PA)
NY
08/18/2014 - 09/05/2014
AMERIPRISE FINANCIAL SERVICES, INC. (New York NY)
NY
05/05/1999 - 03/02/2010
ESSEX NATIONAL SECURITIES, INC. (NEW YORK NY)
CO
12/04/1997 - 12/09/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
MA
01/07/1997 - 10/01/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/07/1997 - 10/01/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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