Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bertino is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with U.S. Bancorp Investments, Inc. Richard previously worked with Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC. Richard is licensed to provide financial advice in Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, New Hampshire, New York, North Carolina, Oklahoma, Pennsylvania, South Dakota, Tennessee, Texas, Vermont, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NE
06/10/2024 - Present
U.s. Bancorp Investments, Inc. (Omaha NE)
NE
01/03/2011 - 06/16/2021
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (OMAHA NE)
MN
12/13/2000 - 08/23/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
03/21/1993 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
01/15/1990 - 12/31/1991
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
NA
11/30/1989 - 01/15/1990
NORWEST BROKERAGE SERVICES, INC.
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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