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Richard Parsons Sandulli

North Capital Private Securities Corp.

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About Richard Parsons Sandulli

Richard Parsons Sandulli is a financial professional with over 20 years of experience in the securities industry. He is currently registered with North Capital Private Securities Corp. as a General Securities Representative, and has held previous roles at Wells Fargo Securities, LLC, Morgan Stanley & Co., Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is licensed to conduct business in multiple states, including California, Florida, Hawaii, New Jersey, New York, Pennsylvania, and Utah. Richard holds a Series 7, Series 3, Series 8, Series 63, and Series 65 license.

Firm Information

Richard Sandulli is currently registered with North Capital Private Securities Corp.. North Capital Private Securities Corp. is a Corporation formed in May 2010 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Sandulli’s Registration & Firm History

NJ

11/21/2017 - Present

North Capital Private Securities Corp. (Hoboken NJ)

NY

07/18/2005 - 06/22/2010

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

04/03/1995 - 07/12/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

05/24/1994 - 03/15/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/15/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/24/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 09/04/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/21/2017

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Parsons Sandulli.
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