Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Parks has been in the financial services industry since September 21, 2004. Richard has worked for several firms including Bear, Stearns & Co. Inc., Bear Wagner Specialists LLC, Stuyvesant Trading Group, L.L.C., JAS Securities, LLC, J.P. Morgan Securities Inc. and J.p. Morgan Securities LLC. Richard's current role is with J.p. Morgan Securities LLC. Richard currently holds licenses for Series 63, SIE, Series 44, Series 55, and Series 7. Richard is registered in 53 states including New York where Richard began his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/03/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/25/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/02/2008 - 06/04/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/11/2008 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/28/2007 - 02/11/2008
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
01/03/2006 - 01/03/2007
STUYVESANT TRADING GROUP, L.L.C. (NEW YORK NY)
NY
07/28/2004 - 10/02/2006
JAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2010
Series 44 - PCX Market Maker Exam
BC
Issued 08/01/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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