Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sullivan is a financial advisor with Fiscal Dynamics Inc., a firm based in Farmington, CT. Richard has been a registered investment advisor since 1986. Richard has a wide range of experience in the financial services industry and holds a variety of licenses and certifications, including Series 1, 40, and 63. Richard is committed to providing personalized financial advice to individuals and families. His areas of expertise include financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
CT
03/04/1986 - Present
Fiscal Dynamics Inc. (FARMINGTON CT)
IN
05/21/1993 - 12/31/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NA
11/01/1989 - 04/20/1993
STITELER INVESTMENTS, INC.
NA
03/21/1986 - 07/15/1989
THOMPSON, BRADLEY AND COMPANY, INCORPORATED
NA
02/29/1984 - 07/31/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/16/1967 - 08/03/1984
CIGNA SECURITIES, INC.
BC
Issued 06/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1978
Series 40 - Registered Principal Examination
BC
Issued 09/19/1967
Series 1 - Registered Representative Examination
Active
Inactive
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