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Richard P Friend

PFS Investments Inc.

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About Richard P Friend

Richard Friend is a financial professional with over 10 years of experience in the industry. Richard is currently registered with PFS Investments Inc. and holds licenses including Series 6, 7, 63 and 66. Richard has worked with CADARET, GRANT & CO., INC., FORESTERS EQUITY SERVICES, INC., UVEST FINANCIAL SERVICES GROUP, INC., and FORTUNE FINANCIAL SERVICES, INC. Richard specializes in providing investment advice and portfolio management services to individuals and corporations.

Firm Information

Richard Friend is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Friend’s Registration & Firm History

NY

08/22/2023 - Present

PFS Investments Inc. (MIDDLETOWN NY)

CA

10/14/2013 - 12/01/2015

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

NY

08/09/2013 - 08/30/2013

CADARET, GRANT & CO., INC. (VESTAL NY)

NY

01/12/2009 - 09/20/2011

UVEST FINANCIAL SERVICES GROUP, INC. (ELMIRA NY)

PA

05/25/2007 - 12/31/2008

FORTUNE FINANCIAL SERVICES, INC. (MONACA PA)

NY

01/23/2006 - 04/04/2007

AXA ADVISORS, LLC (VESTAL NY)

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Licenses & Designations

BC

Issued 10/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/22/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/09/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard P Friend.
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