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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Darrow has been in the financial services industry for over 10 years. Richard is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2018. Previously, Richard worked at CETERA ADVISORS LLC and INVESTORS CAPITAL CORP. Richard has a wide range of experience working with individuals, families, and businesses to develop comprehensive financial plans. Richard holds the Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
02/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Clemson SC)
SC
10/03/2016 - 02/26/2018
CETERA ADVISORS LLC (SIMPSONVILLE SC)
SC
08/21/2012 - 10/03/2016
INVESTORS CAPITAL CORP. (SIMPSONVILLE SC)
CT
06/15/2007 - 08/24/2012
SAGEPOINT FINANCIAL, INC. (NEWINGTON CT)
IA
Issued 10/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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