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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Owen Hassan is a financial advisor with over 28 years of experience in the industry. Richard currently works at Rockefeller Financial LLC, providing financial advice and services to individuals, families, and institutions. Richard has held previous roles at Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Thomas Weisel Partners LLC, Morgan Stanley & Co., Incorporated, BT Alex. Brown Incorporated, Alex. Brown & Sons Incorporated, Dickinson & Co., and Montano Securities Corporation. Richard holds the Series 3, 7, and 63 licenses, and has passed the Series 65 and SIE exams. Richard is registered in multiple states including Alaska, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Rhode Island, Utah, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
08/18/2022 - Present
Rockefeller Financial LLC (Stamford CT)
CT
09/06/2016 - 08/31/2022
RAYMOND JAMES & ASSOCIATES, INC. (Greenwich CT)
CT
03/19/2004 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
CA
09/26/2000 - 03/19/2004
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
08/11/1998 - 10/02/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
MD
09/01/1997 - 09/10/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
03/30/1995 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
01/06/1995 - 01/30/1995
DICKINSON & CO. (DES MOINES IA)
CA
06/17/1994 - 01/21/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
IA
Issued 12/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1998
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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