Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ahumada is a financial advisor with Lincoln Investment. Richard is registered with FINRA and the state of Texas. Richard has been in the financial services industry since 1992. Richard offers investment advice to individuals, high-net-worth individuals, corporations, and charitable organizations. Richard is also a registered representative for Capital Analysts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/02/2021 - Present
Lincoln Investment (PALM BEACH GARDENS FL)
TX
01/07/2021 - 11/30/2021
REGULUS FINANCIAL GROUP, LLC (El Paso TX)
TX
03/01/2019 - 12/31/2020
WOODBURY FINANCIAL SERVICES, INC. (EL PASO TX)
TX
02/23/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (EL PASO TX)
TX
08/08/2012 - 02/03/2015
SAGEPOINT FINANCIAL, INC. (EL PASO TX)
TX
02/25/2010 - 07/31/2012
MML INVESTORS SERVICES, LLC (EL PASO TX)
TX
02/13/2007 - 01/11/2010
NEW ENGLAND SECURITIES (EL PASO TX)
TX
01/27/2006 - 02/07/2007
1717 CAPITAL MANAGEMENT COMPANY (EL PASO TX)
TX
06/01/2005 - 02/02/2006
AXA ADVISORS, LLC (EL PASO TX)
NY
07/02/2004 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IL
04/24/2003 - 07/01/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NJ
01/22/1992 - 10/18/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/22/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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