Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Orland Paris is an investment advisor representative with Raymond James & Associates, Inc. based in Louisville, KY. Richard Paris has been working in the financial services industry since 1994 and has been registered with the Securities and Exchange Commission (SEC) since 1995. Richard Paris has worked for several financial institutions, including UBS Financial Services Inc. and Wachovia Securities, LLC, in addition to Raymond James & Associates, Inc. Richard Paris offers a range of investment advisory services, including financial planning, portfolio management, and selection of other advisors. Richard Paris also serves as Presiding Elder/Apostle in the Remnant Church of Jesus Christ of Latter Day Saints.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
04/11/2019 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
10/01/2008 - 03/22/2016
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
01/01/2008 - 10/08/2008
WACHOVIA SECURITIES, LLC (LOUISVILLE KY)
KY
11/20/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LOUISVILLE KY)
NJ
09/07/1994 - 09/29/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Paris is the right advisor for you? Invested Better is here to help.
