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Richard Oliver Clotworthy

Frost Investment Services

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About Richard Oliver Clotworthy

Richard Clotworthy is an investment advisor representative with Frost Investment Services. Richard has been in the industry since 2016. Richard's past experience includes working at J.P. Morgan Securities LLC in Houston, Texas. Richard has passed the Series 6, Series 7, and Series 63 exams. Richard is registered with the state of Texas as an investment advisor representative and broker-dealer. Richard specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Richard Clotworthy is currently registered with Frost Investment Services. Frost Investment Services is a registered investment advisor headquartered in San Antonio, Texas. The firm has approximately $1 billion - $10 billion in assets under management and provides financial planning and portfolio management services to individuals, corporations, and charitable organizations. They have over 90 investment advisor representatives and over 60 licensed agents.
Frost Investment Services

111 WEST HOUSTON STREET

SAN ANTONIO, TX 78205

$2.74B

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Clotworthy’s Registration & Firm History

TX

01/27/2022 - Present

Frost Investment Services (SAN ANTONIO TX)

TX

07/25/2016 - 08/12/2020

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/05/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Oliver Clotworthy.
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