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Richard Nuss

PNC Investments

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About Richard Nuss

Richard Nuss is an Investment Advisor Representative with PNC Investments. Richard is registered with FINRA as a General Securities Representative and has Series 6, 63, 65 and 66 securities licenses. Richard has been in the financial services industry since 2014 and has worked for a number of firms, including Fidelity Brokerage Services LLC, TD Ameritrade, Robinhood Financial, LLC and J.P. Morgan Securities LLC. Richard provides financial advice to individuals, corporations and charitable organizations. Richard specializes in portfolio management, financial planning and selection of other advisers.

Firm Information

Richard Nuss is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Nuss’s Registration & Firm History

NM

02/19/2024 - Present

PNC Investments (Rio Rancho NM)

NM

04/24/2023 - 11/14/2023

J.P. MORGAN SECURITIES LLC (Albuquerque NM)

FL

03/24/2021 - 05/06/2022

ROBINHOOD FINANCIAL, LLC (LAKE MARY FL)

NM

05/10/2018 - 01/11/2021

TD AMERITRADE, INC. (ALBUQUERQUE NM)

NM

12/16/2015 - 04/17/2018

FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)

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Licenses & Designations

IA

Issued 02/17/2024

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/24/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Nuss. Review regulatory record here.
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