Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nowicki is a financial professional with over a decade of experience in the financial services industry. Richard is currently registered with Oneamerica Securities, Inc. and has held previous positions with Equitable Distributors, LLC, MMA Securities LLC, MML Distributors, LLC, Transamerica Investors Securities Corporation and ING Financial Advisors, LLC. Richard holds the Series 6, Series 63 and SIE licenses. Richard specializes in providing financial planning services, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IN
03/14/2024 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
NC
08/03/2022 - 12/02/2022
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
MI
04/07/2021 - 08/05/2022
MMA SECURITIES LLC (Troy MI)
MA
01/16/2015 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NY
04/28/2014 - 06/16/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
MI
08/08/2005 - 11/12/2010
ING FINANCIAL ADVISERS, LLC (SOUTHFIELD MI)
BC
Issued 06/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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