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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Northrup Fisher is a financial advisor at LPL Financial LLC, providing financial planning and other advisory services to clients. Richard has been in the industry since 1997 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and retirement plans. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple securities licenses, including Series 6, 7, 24, and 63. Richard also has the Certified Financial Planner designation. Richard is currently registered to provide investment advice in 41 states and is a Registered Representative for LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
03/01/2013 - Present
LPL Financial LLC (BURLINGTON NC)
MO
03/07/2000 - 07/27/2005
EDWARD JONES (ST. LOUIS MO)
NJ
07/15/1997 - 12/10/1999
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
05/28/1997 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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