Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Norris Coppin is a financial advisor with Centaurus Financial, Inc. Richard has been in the financial services industry since 1979 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of California. Richard specializes in financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2013 - Present
Centaurus Financial, Inc. (TWAIN HARTE CA)
CA
09/06/2002 - 12/31/2012
GIRARD SECURITIES, INC. (CARMEL CA)
AZ
06/28/1996 - 09/26/2002
SPELMAN & CO., INC. (PHOENIX AZ)
NY
06/22/1989 - 07/03/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
09/03/1980 - 07/06/1989
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
NA
05/01/1979 - 10/03/1980
CALIFORNIA MUNICIPAL INVESTORS, INC.
BC
Issued 04/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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