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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Murray is a registered investment advisor representative with Prime Capital Financial. Richard has been in the financial services industry since 1993 and has experience with various financial services firms. Richard provides financial planning and consulting services to high net worth individuals, corporations, and institutions. Richard also holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
11/28/2018 - Present
Prime Capital Financial (OVERLAND PARK KS)
NY
08/17/2018 - 03/09/2020
CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)
NC
04/23/2015 - 08/01/2018
NATIONAL SECURITIES CORPORATION (Raleigh NC)
NC
01/10/2014 - 04/21/2015
J.P. TURNER & COMPANY, L.L.C. (RALEIGH NC)
NY
03/04/2011 - 12/06/2013
SILVER LEAF PARTNERS, LLC (NEW YORK NY)
NC
01/19/2012 - 11/08/2013
J.P. TURNER & COMPANY, L.L.C. (RALEIGH NC)
NC
08/04/2006 - 12/31/2011
SYNERGY INVESTMENT GROUP, LLC (RALEIGH NC)
NC
07/14/2004 - 08/04/2006
MOORES CREEK SECURITIES, INC. (RALEIGH NC)
NY
12/05/2002 - 07/27/2004
HORNBLOWER FISCHER & CO. (NEW YORK NY)
CA
07/31/2002 - 11/01/2002
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CT
05/09/2002 - 07/02/2002
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
MN
08/07/1998 - 01/09/2002
U.S. GROWTH INVESTMENTS, INC. (MINNETONKA MN)
MO
06/05/1998 - 07/06/1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NC
03/11/1998 - 06/26/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MO
09/01/1995 - 02/05/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MN
09/06/1994 - 05/25/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
10/14/1993 - 07/18/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/14/1993 - 07/18/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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