Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fichter is an investment advisor representative with Osaic Wealth, Inc. based in Williamsville, New York. Richard has been in the financial services industry since June 1983. Richard has held various positions at several firms, including Securities America, Inc., Dean Witter Reynolds Inc., William M. Cadden & Co., Inc., and First Investors Corporation. Richard currently holds a Series 6, 7, 24, 63, 65, and SIE license. Richard offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
03/05/1991 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
NY
09/17/1985 - 02/28/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/20/1983 - 09/24/1985
WILLIAM M. CADDEN & CO., INC.
NA
06/09/1983 - 11/17/1983
FIRST INVESTORS CORPORATION
IA
Issued 04/27/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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