Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dunsford is a financial professional who has been in the industry since January 30, 2007. Richard is currently registered with J. W. Cole Advisors, Inc. and has a total of 9 registrations. Richard has held previous registrations with Investment Centers of America, Inc., National Planning Corporation, SII Investments, Inc., and Invest Financial Corporation. Richard offers portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/18/2018 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
WI
05/10/2016 - 11/02/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
05/10/2016 - 11/02/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
05/10/2016 - 11/02/2017
SII INVESTMENTS, INC. (APPLETON WI)
FL
06/15/2006 - 11/02/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
BOTH
Issued 02/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/27/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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