Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nigel Atkinson has been in the financial services industry since April 15, 2006. Richard is currently registered with BA Securities, LLC and has a Series 7, Series 8, Series 63 and Series 82TO license. Richard is licensed in California, Florida, North Carolina and Pennsylvania. Richard has previously been employed by MORGAN STANLEY & CO., INCORPORATED and COUNTY NATWEST GLOBAL SECURITIES LIMITED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/23/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
01/02/1987 - 04/30/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
12/23/1985 - 02/05/1991
COUNTY NATWEST GLOBAL SECURITIES LIMITED
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/23/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 06/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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