Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nicholas Rimato is a financial professional with over 30 years of experience in the industry. Richard has a broad range of experience in securities, investment advisory, and insurance. Richard currently works at Osaic Wealth, Inc., where Richard is a registered representative. Richard is also registered as an investment advisor representative in North Carolina and Texas. Prior to joining Osaic Wealth, Inc., Richard worked at Sagepoint Financial, Inc., and Principal Securities, Inc., in various roles. Richard is a licensed insurance agent and also prepares tax returns for family and friends. Richard holds the SIE, Series 6, Series 7, and Series 63 securities licenses, as well as the Series 65 investment advisor license. Richard has a passion for helping clients achieve their financial goals and is committed to providing them with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (LAKE JACKSON TX)
TX
07/20/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LAKE JACKSON TX)
TX
07/01/1994 - 07/26/2017
PRINCIPAL SECURITIES, INC. (LAKE JACKSON TX)
IA
01/24/1994 - 06/14/1994
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IA
10/25/1983 - 12/31/1989
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 02/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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